Reasons for the Lack of Salutary Effects of Cholesterol-Lowering Interventions in End-Stage Renal Disease PopulationsVaziri N.D.a · Norris K.C.b
aDepartments of Medicine, Physiology and Biophysics, Division of Nephrology and Hypertension, University of California, Irvine, Calif., and bCharles R. Drew University of Medicine and Science, Los Angeles, Calif., USA Corresponding Author
Cardiovascular disease (CVD) is the main cause of premature death in patients with chronic kidney disease (CKD). The underlying mechanisms of CVD in patients with mild to moderate CKD are different from those with end-stage renal disease (ESRD). While serum cholesterol is frequently elevated and contributes to atherosclerosis in many CKD patients, particularly those with nephrotic proteinuria, it is usually normal, even subnormal, in most ESRD patients receiving hemodialysis. CVD in the ESRD population is primarily driven by oxidative stress, inflammation, accumulation of the oxidation-prone intermediate-density lipoproteins, chylomicron remnants and small dense low-density lipoprotein particles as well as high-density lipoprotein deficiency and dysfunction, hypertension, vascular calcification, and arrhythmias. Only a minority of hemodialysis patients have hypercholesterolemia which is most likely due to genetic or unrelated factors. In addition, due to peritoneal losses of proteins which simulate nephrotic syndrome, peritoneal dialysis patients often exhibit hypercholesterolemia. Clearly when present, hypercholesterolemia contributes to CVD in the CKD and ESRD population and justifies cholesterol-lowering therapy. However, the majority of ESRD patients and a subpopulation of CKD patients with minimal proteinuria have normal or subnormal serum cholesterol levels and do not benefit from and can be potentially harmed by statin therapy. In fact the lack of efficacy of statins in hemodialysis patients has been demonstrated in several randomized clinical trials. This review is intended to provide an overview of the mechanisms responsible for the failure of statins to reduce cardiovascular morbidity and mortality in most ESRD patients and to advocate the adoption of individualized care principles in the management of dyslipidemia in this population.
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HMG-CoA reductase inhibitors (statins) are highly effective in reducing the risk of ischemic cardiovascular events in the general population . Since chronic kidney disease (CKD) is associated with a marked increase in the incidence of premature death from ischemic and non-ischemic cardiovascular diseases (CVD), it was assumed that statin therapy may be similarly effective in this population. However, large randomized clinical trials designed to explore the efficacy of statins in patients with end-stage renal disease (ESRD) have failed to show any benefit [2,3,4]. This is not surprising since serum cholesterol level is normal or subnormal in the majority of these patients. In fact, serum cholesterol level is inversely related to mortality in this population . The accelerated atherosclerosis and CVD in the majority of these patients is not due to elevated low-density lipoprotein (LDL) cholesterol. It is instead due to accumulation of highly atherogenic oxidation-prone intermediate-density lipoprotein (IDL), chylomicron remnants, and small dense LDL particles together with high-density lipoprotein (HDL) deficiency and dysfunction, oxidative stress and inflammation. These abnormalities are not caused by increased cholesterol biosynthesis or its elevated serum concentration and as such are not amenable to cholesterol-lowering interventions . In fact, by blocking the formation of highly essential intermediary and alternative by-products of the mevalonate metabolism, use of HMG-CoA reductase inhibitors can lead to adverse consequences which can potentially raise the overall morbidity and mortality . This review is intended to provide a brief overview of the biological reason behind the failure of the clinical trials of statins in reducing the cardiovascular morbidity and mortality in the majority of ESRD patients and to advocate the adoption of individualized care principles in the management of dyslipidemia in this population.
Effect of Statins in Primary Prevention of CVD in ESRD Patients
Three large prospective randomized clinical trials have been conducted to determine the efficacy of different statins in reducing the risk of CVD in hemodialysis patients. The first among these trials was the 4D (Die Deutsche Diabetes Dialyse) study . This study enrolled 1,255 hemodialysis patients with type 2 diabetes randomized to receive atorvastatin (20 mg/day) or placebo for 4 years. The study revealed no reduction in the risk of either death from cardiac causes or non-fatal MI. On the contrary, the study showed a significant increase in the risk of fatal stroke in the statin-treated patients.
The second trial was AURORA (A Study to Evaluate the Use of Rosuvastatin in Subjects on Regular Hemodialysis: An Assessment of Survival and Cardiovascular Events) which was a double-blind, randomized, placebo-controlled trial designed to compare the impact of rosuvastatin (10 mg/day) against placebo on cardiovascular morbidity and mortality in hemodialysis patients . The study enrolled 2,776 hemodialysis patients aged 50–80 years with a mean baseline LDL cholesterol concentration of about 100 mg/dl. The mean duration of treatment was 2.4 years and the mean length of follow-up was 3.2 years. During the study period, close to 1,300 patients died and over 800 patients discontinued the treatment as a result of either adverse drug reactions or kidney transplantation. Despite an impressive 43% reduction in serum LDL cholesterol, rosuvastatin therapy failed to reduce the incidence of major cardiovascular events including fatal and non-fatal myocardial infarction or overall mortality. In fact the drug significantly increased the rate of fatal hemorrhagic stroke in diabetic patients (p = 0.03), confirming the finding of the 4D study.
The third large randomized statin trial in patients with kidney disease was SHARP (the Study of Heart And Renal Protection)  which differed from the 4D and AURORA trials in that it included 3,023 dialysis patients and a large cohort of 6,247 CKD patients not requiring dialysis with an average estimated glomerular filtration rate of 27 ml/min/1.73 m2. The enrolled patients were randomized to receive simvastatin 20 mg/day with or without ezetimibe 10 mg/day or placebo. The median duration of follow-up in this trial was 4.9 years. The trial intended to determine the efficacy of LDL cholesterol reduction on major atherosclerotic event including death due to coronary disease, myocardial infarction, non-hemorrhagic stroke, or need for revascularization procedures and the rate of decline in renal function in the CKD patients. The study showed 17% reduction in major atherosclerotic events, 25% reduction in non-hemorrhagic stroke, 21% reduction in coronary revascularization and a trend toward reduction in non-fatal myocardial infarction in the simvastatin- and ezetimibe-treated group. However, as with the 4D and AURORA studies, cholesterol-lowering therapy failed to reduce either mortality rates or cardiovascular events in the dialysis patients enrolled in the SHARP trial. Thus the favorable effects reported in this study were due to the inclusion of a large cohort of patients with less advanced CKD in whom the pathophysiology of CVD more closely resembles that of the general population than the hemodialysis patients.
Effect of Statins in Hypercholesterolemic ESRD Patients and CKD Population
In contrast to the majority of hemodialysis patients in whom statin therapy fails to show any benefit, post hoc analysis of data from the 4D trial has revealed a significant reduction of CV events and overall mortality with statin therapy in the subpopulation of patients who had significant hypercholesterolemia . Likewise, as described in recent reviews and meta-analyses of numerous clinical trials, cholesterol-lowering interventions have proven effective in reducing the risk of atherosclerotic CV events in the CKD population not requiring dialysis [6,9,10]. In addition, several studies have shown the efficacy of statins in retarding progression of CKD and reducing the magnitude of proteinuria in CKD population [11,12,13,14,15,16,17]. The exception is rosuvastatin which due to its high concentration and that of its metabolites in the kidney can raise proteinuria and worsen renal function particularly when given at high doses . The salutary effects of statins in CKD patients are described in a review article by Campese  published in the current issue of this journal and will not be addressed here.
Reasons for Ineffectiveness of Statins in the Majority of Hemodialysis Patients
As mentioned above, serum cholesterol is normal or subnormal in the majority of hemodialysis patients and HMG-CoA reductase expression and activity are normal in the liver and markedly suppressed in the kidney and vascular tissues of uremic animals [20,21,22]. The primary cause of atherosclerosis and CVD in this population is oxidative stress, inflammation [23,24,25], HDL deficiency and dysfunction [26,27,28], accumulation of IDL and chylomicron remnants, and the presence of small dense LDL . These abnormalities cannot be corrected by inhibiting cholesterol synthesis. In addition, disturbances of calcium and phosphate metabolism, hypertension, arrhythmogenic electrolyte disorders, hypervolemia, uremic toxins, anemia, comorbid conditions such as diabetes, etc. contribute to CVD in this population which are likewise unrelated to cholesterol metabolism and are not amenable to statin administration. The differences in the disturbances in cholesterol metabolism between earlier stages of CKD, particularly when accompanied by nephrotic proteinuria and advanced CKD, contribute to the divergent response to statin therapy. A brief description of the effects of these conditions on lipid metabolism is provided below.
Effect of Different Stages of Kidney Disease on Cholesterol Metabolism
Glomerular proteinuria is a common feature of many, but not all, forms of progressive kidney diseases. When present, nephrotic proteinuria results in hypercholesterolemia which contributes to the high risk of atherosclerotic CVD. This is caused by acquired hepatic LDL receptor deficiency  and HDL docking receptor deficiency [31,32] which promote hypercholesterolemia by: (i) limiting hepatic clearance of circulating LDL- and HDL-borne cholesterol and (ii) stimulating hepatic cholesterol biosynthesis via upregulation of HMG-CoA reductase expression and activity in response to a diminished influx of cholesterol via LDL and HDL receptors. Thus, reduced clearance and increased production of cholesterol by the liver work in concert to promote hypercholesterolemia in patients and animals with nephrotic proteinuria . The associated hypercholesterolemia, in turn, promotes atherosclerotic CVD and contributes to lipotoxicity and progression of kidney disease [22,34,35]. It is therefore not surprising that inhibition of HMG-CoA reductase confers cardiovascular and renal protection in such patients. In most cases the decline in glomerular filtration rate with progression to ESRD would inevitably result in marked reduction and eventually cessation of filtered proteins and hence proteinuria. This, in turn, leads to reversal of LDL and HDL receptor deficiencies and the resulting hypercholesterolemia. In fact, hepatic LDL receptor and HDL docking receptor abundance and HMG-CoA reductase expression and activity are normal in uremic animals [21,36]. This accounts for the absence of hypercholesterolemia and lack of salutary effect of statins in most ESRD patients.
Effect of CKD on Triglyceride and ApoB-Containing Lipoprotein Metabolism
Despite having normal, even subnormal, serum cholesterol levels, patients with ESRD are at an extremely high risk of atherosclerosis, arteriosclerosis and CVD. This is, in part, due to accumulation of oxidation-prone and highly atherogenic ApoB-containing lipoproteins, i.e. IDL, small dense LDL (containing ApoB100) and chylomicron remnants (containing ApoB48) which are avidly engulfed by macrophages leading to their transformation to foam cells in the artery walls. This is occasioned by CKD-induced deficiencies of lipoprotein lipase and VLDL receptor in skeletal muscles and adipose tissues [37,38,39,40] and of triglyceride lipase in the liver [41,42]. Normally, lipoprotein lipase removes two thirds of the fatty acid contents of VLD for delivery to the muscle tissue for production of energy and to the adipose tissue for storage of energy leading to transformation of VLDL to IDL. IDL is then transformed to cholesterol-rich LDL by disposal of its remaining triglyceride content and acquisition of cholesterol. This process is mediated by: (i) partial exchange of IDL’s triglyceride cargo for the mature HDL’s cholesterol contents via cholesterol ester transfer protein – as described below, advanced CKD results in impairment of cholesterol-rich HDL formation which contributes to defective maturation of IDL to LDL, and (ii) hydrolysis of all the IDL’s remaining triglyceride cargo by hepatic triglyceride lipase. Likewise chylomicrons which serve as the vehicle for delivery of the dietary lipid cargo to the sites of consumption and storage are processed by lipoprotein lipase and hepatic triglyceride lipase forming remnant particles that are normally cleared by a multifunctional receptor known as LDL receptor-related protein (LRP). Expression of LRP is markedly reduced in the liver of animals and most likely humans with advanced CKD . The CKD-induced LRP deficiency accounts for prolonged postprandial hyperglycemia and accumulation of chylomicron remnants in patients with advanced CKD or ESRD. Together, by inducing lipoprotein lipase, hepatic triglyceride lipase and LRP deficiencies and impairing formation of cholesterol-rich HDL particles advanced CKD results in accumulation of atherogenic IDL and chylomicron remnants which promote atherosclerosis. In addition, via oxidation chain reaction and immune activation, accumulation of these remnant particles in the circulation contributes to dissemination of oxidative stress and inflammation in advanced CKD/ESRD. The disturbances of triglyceride and ApoB-containing lipoproteins described above are not directly linked to cholesterol synthesis or its serum concentration and as such are not amenable to statin therapy.
Effect of CKD on HDL Metabolism
Serum HDL cholesterol is commonly reduced and the ratio of cholesterol ester-poor HDL3 to cholesterol ester-rich HDL2 is increased in the great majority of patients with ESRD and a subset of patients with CKD who have little or no proteinuria. Several factors contribute to reduction of HDL, its cholesterol contents, and impaired maturation from HDL3 to HDL2 in these populations. These include: (i) downregulation of hepatic expression/production of ApoA1 which is the principal apoprotein constituent of HDL [36,44,45,46]; (ii) increased expression and activity of acyl-CoA:cholesterol acyltransferase-1 (ACAT) which catalyzes esterification of cholesterol and promotes foam cell formation in the artery wall and kidney [47,48] thereby favoring retention of cholesterol within the cells and limiting release of free cholesterol for uptake by HDL; (iii) oxidative modification of HDL which impairs its ability to bind ATP binding cassette-A1 on the surface of cholesterol-laden cells in the artery wall and kidney [27,49,50,51], a process which is essential for uptake of cholesterol by HDL, commonly referred to as reverse cholesterol transport; (iv) reduced hepatic production and hence abundance and activity of lecithin-cholesterol acyltransferase (LCAT) , an HDL-associated enzyme which is essential for esterification of free cholesterol on the surface of the nascent HDL; the LCAT-mediated esterification of cholesterol leads to its translocation from the surface to the core of HDL, a process that is necessary for maximum uptake of cholesterol from the cholesterol-laden cells and maturation of HDL, and (v) removal and degradation of HDL by the liver via HDL endocytic receptor (ATP synthase β) which binds and internalizes cholesterol ester-poor HDL particles. This contrasts the hepatic HDL docking receptor (SRB1) which reversibly binds cholesterol ester-rich HDL enabling unloading of its cholesterol ester cargo and hydrolysis and removal of its triglyceride content followed by release of the unloaded HDL to repeat the cycle. Since as noted above most HDL particles are cholesterol ester-poor, they are predisposed to undergo endocytosis and degradation in the liver. These abnormalities work in concert to lower serum HDL and its cholesterol content and impair HDL-mediated reverse cholesterol transport. Once again, these disturbances are not due to increased cholesterol synthesis and as such are not amenable to statin therapy.
Side Effects of Statins
In addition to the intended inhibition of cholesterol production, HMG-CoA reductase inhibitors block the synthesis of by-products of alternative (i.e. ubiquinone and dolichols) and intermediary (e.g. farnesyl-pyrophosphate and geranylgeranyl-pyrophosphates) pathways of mevalonate metabolism. These products have major biological functions and as such their reduced bioavailability can lead to adverse consequences. For instance, farnesyl-pyrophosphate and geranylgeranyl-pyrophosphate are essential for prenylation of proteins which is necessary for transport of newly synthesized proteins between endoplasmic reticulum and Golgi apparatus as well as regulation of cell growth and gene transcription. In addition, dolichols are involved in production of glycoproteins which are necessary for tissue growth, whereas ubiquinone (Coenzyme Q10) is necessary for mitochondrial electron transport and oxidative phosphorylation. By limiting the biosynthesis of these products, statins can potentially cause mitochondrial dysfunction and disrupt intracellular traffic, signal transduction, gene transcription, and production of structural proteins . These unintended effects are responsible for the statin-induced myopathy and liver injury among other systemic complications.
The majority of patients with ESRD maintained on hemodialysis and subpopulation of CKD patients who have little to no proteinuria have normal, even subnormal, serum cholesterol levels. Statin therapy in such patients confers no benefit and can, in fact, lead to adverse consequences. This contrasts the CKD population with significant glomerular proteinuria which by inducing acquired LDL receptor and HDL docking receptor deficiencies leads to increased cholesterol synthesis and hypercholesterolemia and an increased risk of atherosclerotic CVD and CKD progression. Clearly, statins are highly effective in reducing cardiovascular events and retarding CKD progression in such patients. Likewise, subpopulations of ESRD patients who exhibit hypercholesterolemia due to genetic and other disorders can benefit from cholesterol-lowering interventions.
This work is supported in part by NIH grants U54MD007598 (K.C.N., N.D.V.), UL1RR033176 (K.C.N.), and P20MD000182 (K.C.N.).
The authors have no conflicts of interest to disclose.
N.D. Vaziri, MD, MACP
Division of Nephrology and Hypertension
University of California, Irvine Medical Center
Suite 400, The City Tower, Orange, CA 92868 (USA)
Published online: January 22, 2013
Number of Print Pages : 6
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Vol. 35, No. 1-3, Year 2013 (Cover Date: June 2013)
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ISSN: 0253-5068 (Print), eISSN: 1421-9735 (Online)
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